Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Westbrook Financial Services Ltd
FRN 441855
- Employed By (since 6 Nov 2025)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 11 Oct 2022)
- CF30 Customer (since 24 Aug 2022)
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- [FCA CF] Functions requiring qualifications (1 Jul 2018 to 22 Jul 2022)
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- [FCA CF] Functions requiring qualifications (4 May 2016 to 1 Jul 2018)
- CF30 Customer (17 Mar 2014 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.