Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Manager of certification employee (since 28 Nov 2025)
- [FCA CF] Client dealing (since 4 Nov 2024)
- [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 3 Jun 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jun 2022)
- CF30 Customer (6 Jul 2018 to 8 Dec 2019)
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- CF30 Customer (30 Dec 2017 to 6 Jun 2018)
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- (8)Employed By (30 Dec 2017 to 6 Jun 2018)
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- CF30 Customer (14 May 2012 to 2 Aug 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.