Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 28 Nov 2025)
    • [FCA CF] Client dealing (since 4 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Jun 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jun 2022)
    • CF30 Customer (6 Jul 2018 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (30 Dec 2017 to 6 Jun 2018)
  • Riverfall Financial Ltd (no longer approved here)

    FRN 625182

    • (8)Employed By (30 Dec 2017 to 6 Jun 2018)
  • Radiant Financial Planning Limited (no longer approved here)

    FRN 192396

    • CF30 Customer (14 May 2012 to 2 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.