Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 1 Aug 2024)
    • [FCA CF] Significant management (since 12 Jul 2021)
    • [FCA CF] Functions requiring qualifications (since 17 Sep 2018)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (21 Sep 2017 to 12 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.