Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Sorbus Partners LLP
FRN 588466
- 14. Managing investments
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 14 Apr 2025)
- [FCA CF] Client dealing (since 14 Apr 2025)
-
- [FCA CF] Functions requiring qualifications (7 Jan 2022 to 31 Mar 2025)
- [FCA CF] Client dealing (7 Jan 2022 to 31 Mar 2025)
-
- CF30 Customer (8 Jul 2014 to 28 Aug 2014)
-
- Employed By (20 Jan 2014 to 7 Jul 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.