Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 14 Apr 2025)
    • [FCA CF] Client dealing (since 14 Apr 2025)
  • Partners Wealth Management Solutions Limited (no longer approved here)

    FRN 739045

    • [FCA CF] Functions requiring qualifications (7 Jan 2022 to 31 Mar 2025)
    • [FCA CF] Client dealing (7 Jan 2022 to 31 Mar 2025)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (8 Jul 2014 to 28 Aug 2014)
  • Tudor Financial Consultants Limited (no longer approved here)

    FRN 216553

    • Employed By (20 Jan 2014 to 7 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.