Nathalie Otte

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • 13. Giving personal recommendations on and dealing with derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 14 Jan 2026)
    • [FCA CF] Client dealing (since 29 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 27 Oct 2024)
    • [FCA CF] Manager of certification employee (27 Oct 2024 to 11 Dec 2025)
    • [FCA CF] Client dealing (2 Mar 2017 to 2 Mar 2018)
    • [FCA CF] Functions requiring qualifications (27 Jun 2016 to 2 Mar 2018)
    • CF30 Customer (19 May 2011 to 6 Mar 2016)
  • HSBC UK Bank Plc

    FRN 765112

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Manager of certification employee (since 14 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 21 Apr 2022)
    • [FCA CF] Client dealing (since 21 Apr 2022)
    • [FCA CF] Manager of certification employee (27 Oct 2024 to 11 Dec 2025)
    • [FCA CF] Functions requiring qualifications (22 Aug 2018 to 13 Jan 2022)
    • [FCA CF] Client dealing (22 Aug 2018 to 13 Jan 2022)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (5 May 2010 to 28 Oct 2010)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (2 May 2008 to 3 Jun 2008)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (2 May 2008 to 3 Jun 2008)

Recent activity

Updates to this individual's record on the FCA register.

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