Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (12 May 2008 to 4 Jan 2013)
- CF1 Director (3 Apr 2006 to 14 Jun 2006)
- CF11 Money Laundering Reporting (3 Apr 2006 to 14 Jun 2006)
- CF3 Chief Executive (3 Apr 2006 to 14 Jun 2006)
- CF8 Apportionment and Oversight (3 Apr 2006 to 14 Jun 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.