Natasha Rosen

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 1 Nov 2023)
    • [FCA CF] Client dealing (since 17 Oct 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (9 Sep 2021 to 16 Oct 2023)
    • [FCA CF] Manager of certification employee (9 Sep 2021 to 16 Oct 2023)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (1 Oct 2019 to 29 Jun 2021)
    • [FCA CF] Client dealing (16 Jun 2016 to 29 Jun 2021)
    • CF30 Customer (8 Sep 2014 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (20 Aug 2009 to 30 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.