Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Goldman Sachs International
FRN 142888
- 3. Giving personal recommendations on derivatives
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Manager of certification employee (since 5 Mar 2024)
- [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
- [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
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- CF30 Customer (11 Apr 2013 to 6 Mar 2016)
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- CF21 Investment Adviser (17 Aug 2005 to 25 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.