Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Material risk taker (since 9 Oct 2019)
    • [PRA CF] Significant risk taker or Material risk taker (since 9 Oct 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF10 Compliance Oversight (18 Sep 2014 to 18 Jun 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.