Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 29 Jul 2022)
    • [FCA CF] Functions requiring qualifications (since 29 Jul 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 7 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.