Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 5 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 5 Aug 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (11 Mar 2024 to 17 May 2024)
    • Appointed representative dealing with clients for which they require qualification (4 Dec 2023 to 17 May 2024)
  • Adams & Bowles Wealth Management Ltd (no longer approved here)

    FRN 914419

    • (1)Employed By (11 Mar 2024 to 17 May 2024)

Recent activity

Updates to this individual's record on the FCA register.

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