Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 18 Sep 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Sep 2025)
    • SMF3 Executive Director (since 5 Oct 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (28 Jan 2021 to 28 Mar 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 11 Sep 2024)
    • CF10 Compliance Oversight (10 Feb 2011 to 8 Dec 2019)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • SMF17 Money Laundering Reporting Officer (MLRO) (28 Jan 2021 to 28 Mar 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Aug 2024)
    • CF10 Compliance Oversight (4 Jan 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.