Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (since 18 Sep 2025)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 18 Sep 2025)
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HSBC Global Asset Management (UK) Limited
FRN 122335
- SMF3 Executive Director (since 5 Oct 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (28 Jan 2021 to 28 Mar 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 11 Sep 2024)
- CF10 Compliance Oversight (10 Feb 2011 to 8 Dec 2019)
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- SMF17 Money Laundering Reporting Officer (MLRO) (28 Jan 2021 to 28 Mar 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 28 Aug 2024)
- CF10 Compliance Oversight (4 Jan 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.