Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (27 May 2022 to 6 Apr 2023)
- SMF16 Compliance Oversight (9 Dec 2019 to 6 Apr 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Apr 2023)
- CF11 Money Laundering Reporting (7 Jun 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (8 Aug 2012 to 27 Jul 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.