Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Client dealing (since 8 Sep 2021)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (7 Mar 2016 to 28 Jun 2021)
    • CF30 Customer (27 Jul 2015 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (23 Aug 2013 to 27 Apr 2015)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 17 Aug 2013)
    • CF21 Investment Adviser (25 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 May 2006 to 25 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

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