Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Client dealing (since 8 Sep 2021)
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- [FCA CF] Client dealing (7 Mar 2016 to 28 Jun 2021)
- CF30 Customer (27 Jul 2015 to 6 Mar 2016)
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- CF30 Customer (23 Aug 2013 to 27 Apr 2015)
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- CF30 Customer (1 Nov 2007 to 17 Aug 2013)
- CF21 Investment Adviser (25 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (19 May 2006 to 25 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.