Natalie Mia Williams

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 2 Feb 2023)
    • [FCA CF] Client dealing (since 2 Feb 2023)
  • Temple Mews Wealth Management Limited (no longer approved here)

    FRN 928003

    • (2)Employed By (29 Dec 2021 to 7 Dec 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Apr 2021 to 7 Dec 2022)
    • CF30 Customer (11 Mar 2021 to 7 Dec 2022)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 17 Sep 2010)
    • CF21 Investment Adviser (30 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Oct 2004 to 30 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.