Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PFM Associates Limited
FRN 213724
- SMF3 Executive Director (since 16 Mar 2026)
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- SMF3 Executive Director (27 Sep 2024 to 7 Apr 2025)
- [FCA CF] Functions requiring qualifications (15 Sep 2023 to 3 Apr 2025)
- [FCA CF] Client dealing (15 Sep 2023 to 3 Apr 2025)
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- SMF3 Executive Director (27 Sep 2024 to 7 Apr 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Apr 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 3 Apr 2025)
- CF30 Customer (2 Aug 2010 to 19 Dec 2022)
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- SMF3 Executive Director (27 Sep 2024 to 7 Apr 2025)
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- SMF3 Executive Director (27 Sep 2024 to 7 Apr 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 3 Apr 2025)
- [FCA CF] Client dealing (9 Dec 2020 to 3 Apr 2025)
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- Employed By (3 Sep 2012 to 31 Dec 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.