Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Sep 2012)
    • CF21 Investment Adviser (25 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Dec 2005 to 25 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (20 Jul 2005 to 21 Oct 2005)
    • CF22 Investment Adviser (Trainee) (15 Apr 2004 to 20 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

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