Natalie Dick

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RiverStone Insurance (UK) Limited

    FRN 202823

    • SMF16 Compliance Oversight (since 9 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Jul 2024)
    • [PRA CF] Key function holder (since 7 May 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 May 2024)
  • RiverStone Managing Agency Limited

    FRN 204964

    • SMF16 Compliance Oversight (since 9 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Jul 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 May 2024)
    • [PRA CF] Key function holder (since 7 May 2024)
  • Arch Managing Agency Limited (no longer approved here)

    FRN 526140

    • SMF16 Compliance Oversight (25 Jun 2019 to 17 Mar 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.