Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Managing a material risk taker (since 13 Aug 2021)
    • [FCA CF] Manager of certification employee (since 10 Aug 2021)
    • [FCA CF] Significant management (since 9 Jan 2018)
    • [PRA CF] Significant risk taker or Material risk taker (since 3 Feb 2017)
    • [PRA CF] Managing a material risk taker (3 Feb 2017 to 14 Jun 2021)
    • [FCA CF] Manager of certification employee (3 Feb 2017 to 8 Jun 2021)
    • CF30 Customer (20 Dec 2007 to 6 Mar 2016)
    • [PRA CF] Managing a material risk taker (since 13 Aug 2021)
    • [FCA CF] Manager of certification employee (since 10 Aug 2021)
    • [FCA CF] Significant management (since 1 Jul 2018)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jul 2018)
    • [FCA CF] Manager of certification employee (1 Jul 2018 to 8 Jun 2021)
    • [PRA CF] Managing a material risk taker (1 Jul 2018 to 14 Jun 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (21 Jun 2005 to 11 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

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