Nasima Brooks

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth Limited

    FRN 830170

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 2 Sep 2022)
    • [FCA CF] Functions requiring qualifications (since 2 Sep 2022)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jun 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Jun 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (12 Apr 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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