Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (since 30 Apr 2024)
- [FCA CF] Material risk taker (since 2 Feb 2023)
- [FCA CF] Significant management (15 Jul 2020 to 13 Nov 2020)
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M & G Securities Limited
FRN 122057
- [FCA CF] Significant management (since 30 Apr 2024)
- [FCA CF] Material risk taker (since 2 Feb 2023)
- [FCA CF] Significant management (15 Jul 2020 to 13 Nov 2020)
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M & G Financial Services Limited
FRN 122058
- [FCA CF] Significant management (since 30 Apr 2024)
- [FCA CF] Material risk taker (since 22 Mar 2024)
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M&G Investment Management Limited
FRN 119328
- SMF5 Head of Internal Audit (since 6 Jan 2021)
- [FCA CF] Significant management (15 Jul 2020 to 13 Nov 2020)
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- CF30 Customer (1 Nov 2007 to 31 Oct 2008)
- CF21 Investment Adviser (17 Mar 2005 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 11 Sep 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.