Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (7 Mar 2016 to 15 May 2017)
- CF10 Compliance Oversight (6 Jan 2009 to 6 Mar 2016)
- CF28 Systems and controls (1 Nov 2007 to 25 Jun 2010)
- CF15 Internal Audit (10 Jul 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.