Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (18 Aug 2016 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (1 Oct 2014 to 8 Sep 2016)
  • Bankfield Protect Ltd (no longer approved here)

    FRN 648368

    • Employed By (1 Oct 2014 to 8 Sep 2016)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 22 Sep 2016)
    • CF21 Investment Adviser (14 Jun 2004 to 31 Oct 2007)
    • CF1 Director (AR) (14 Jun 2004 to 22 Sep 2016)
  • Bankfield Financial Advisers Ltd (no longer approved here)

    FRN 214372

    • Employed By (10 Jul 2002 to 27 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.