Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Financial Management Limited
FRN 475973
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (18 Aug 2016 to 8 Dec 2019)
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- CF1 Director (AR) (1 Oct 2014 to 8 Sep 2016)
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- Employed By (1 Oct 2014 to 8 Sep 2016)
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- CF30 Customer (1 Nov 2007 to 22 Sep 2016)
- CF21 Investment Adviser (14 Jun 2004 to 31 Oct 2007)
- CF1 Director (AR) (14 Jun 2004 to 22 Sep 2016)
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- Employed By (10 Jul 2002 to 27 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.