Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Commonwealth Bank of Australia
FRN 139185
- [FCA CF] Material risk taker (since 1 Jul 2024)
- [FCA CF] Client dealing (since 17 Feb 2020)
- [FCA CF] Material risk taker (9 May 2020 to 5 Sep 2022)
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- [FCA CF] Client dealing (7 Mar 2016 to 28 Jan 2019)
- CF30 Customer (6 Mar 2015 to 6 Mar 2016)
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- CF30 Customer (12 Jul 2010 to 16 Sep 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.