Naomi Charles

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • New Leaf Distribution Limited

    FRN 460421

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 8 May 2025)
    • Appointed representative dealing with clients for which they require qualification (since 8 May 2025)
    • CF30 Customer (since 7 May 2025)
    • CF4 Partner (AR) (7 May 2025 to 12 Jun 2025)
  • Naomi Charles

    FRN 1032160

    • (1)Employed By (since 7 May 2025)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • [FCA CF] Client dealing (29 Jan 2024 to 6 Dec 2024)
    • [FCA CF] Functions requiring qualifications (29 Jan 2024 to 6 Dec 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (1 Sep 2023 to 5 Jan 2024)
    • CF30 Customer (15 May 2023 to 5 Jan 2024)
  • Quilter Private Client Advisers Limited (no longer approved here)

    FRN 227836

    • (230)Employed By (15 May 2023 to 5 Jan 2024)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Client dealing (27 Aug 2021 to 2 Jun 2023)
    • [FCA CF] Functions requiring qualifications (27 Aug 2021 to 2 Jun 2023)
  • Evelyn Partners Investment Management Services Limited (no longer approved here)

    FRN 165169

    • [FCA CF] Functions requiring qualifications (27 Aug 2021 to 2 Jun 2023)
    • [FCA CF] Client dealing (27 Aug 2021 to 2 Jun 2023)

Recent activity

Updates to this individual's record on the FCA register.

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