Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • [PRA CF] Significant risk taker or Material risk taker (17 Apr 2018 to 30 Nov 2019)
    • [FCA CF] Significant management (7 Mar 2017 to 30 Nov 2019)
    • CF29 Significant management (23 Jun 2015 to 6 Mar 2016)
  • Northern Trust Global Investments Limited (no longer approved here)

    FRN 191916

    • CF29 Significant management (23 Jun 2015 to 13 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.