Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MIRAE ASSET SECURITIES (UK) LTD. (no longer approved here)

    FRN 149240

    • CF10 Compliance Oversight (30 Nov 2011 to 2 Oct 2012)
    • CF28 Systems and controls (30 Nov 2011 to 2 Oct 2012)
    • CF3 Chief Executive (30 Nov 2011 to 2 Oct 2012)
    • CF1 Director (2 Nov 2011 to 2 Oct 2012)

Recent activity

Updates to this individual's record on the FCA register.

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