Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Somerset Financial Services Limited
FRN 945624
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 3 Nov 2021)
- Responsibility for MCD Intermediation (since 3 Nov 2021)
- Responsible for Insurance Distribution (since 3 Nov 2021)
- SMF16 Compliance Oversight (since 3 Nov 2021)
- SMF3 Executive Director (since 3 Nov 2021)
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- Appointed representative dealing with clients for which they require qualification (17 Aug 2021 to 12 Jan 2024)
- CF1 Director (AR) (25 May 2021 to 29 Oct 2021)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 17 May 2021)
- CF1 Director (AR) (22 May 2019 to 17 May 2021)
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- CF1 Director (AR) (22 May 2018 to 3 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.