Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Principal Global Investors (Europe) Limited
FRN 191120
- [FCA CF] Client dealing (since 1 Nov 2024)
- [FCA CF] Material risk taker (since 1 Nov 2024)
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- [FCA CF] Client dealing (6 Jan 2023 to 11 Aug 2023)
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- CF30 Customer (6 Dec 2010 to 21 Feb 2012)
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- CF30 Customer (20 Oct 2008 to 14 Nov 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.