Najmudean Fakrudin Bhaiji

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FINANCIAL & MORTGAGE PLANNING ASSOCIATES LTD.

    FRN 538148

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 21A. Designing scripted questions for execution-only sales of regulated mortgage contracts for a non-business purpose
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 4 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 4 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF11 Money Laundering Reporting (11 Jul 2011 to 28 Jan 2014)
    • CF1 Director (11 Jul 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Jul 2011 to 28 Jan 2014)
    • CF30 Customer (11 Jul 2011 to 28 Dec 2012)
    • Responsible for Insurance Mediation (11 Jul 2011 to 30 Sep 2018)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (3 Feb 2011 to 12 Aug 2011)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (15 Dec 2010 to 25 Jan 2011)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (2 Jun 2010 to 31 Dec 2010)
    • CF1 Director (AR) (2 Jun 2010 to 8 Jan 2011)

Recent activity

Updates to this individual's record on the FCA register.

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