Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Manager of certification employee (since 12 May 2021)
- [PRA CF] Significant risk taker or Material risk taker (since 12 May 2021)
- [PRA CF] Managing a material risk taker (14 May 2021 to 16 Sep 2021)
- [PRA CF] Significant risk taker or Material risk taker (1 Dec 2016 to 5 May 2021)
- [FCA CF] Manager of certification employee (1 Dec 2016 to 7 Dec 2016)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 12 May 2021)
- [FCA CF] Manager of certification employee (25 Oct 2019 to 7 Aug 2020)
- [PRA CF] Significant risk taker or Material risk taker (11 Jan 2019 to 5 May 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.