Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 12 May 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 12 May 2021)
    • [PRA CF] Managing a material risk taker (14 May 2021 to 16 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (1 Dec 2016 to 5 May 2021)
    • [FCA CF] Manager of certification employee (1 Dec 2016 to 7 Dec 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 12 May 2021)
    • [FCA CF] Manager of certification employee (25 Oct 2019 to 7 Aug 2020)
    • [PRA CF] Significant risk taker or Material risk taker (11 Jan 2019 to 5 May 2021)

Recent activity

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