Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 17 Mar 2026)
    • CF1 Director (AR) (since 7 Feb 2026)
    • CF30 Customer (since 7 Feb 2026)
    • (1)Employed By (since 7 Feb 2026)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Functions requiring qualifications (2 Oct 2018 to 18 Jul 2021)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Functions requiring qualifications (2 Oct 2018 to 18 Jul 2021)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at AK Private Wealth Limited

  2. controlled function added: (1)Employed By at AK Private Wealth Limited