Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Nov 2024)
    • SMF9 Chair of the Governing Body (10 Dec 2018 to 20 Jun 2023)
    • CF10 Compliance Oversight (21 Mar 2017 to 9 Dec 2018)
    • SIMF9 Chairman (21 Mar 2017 to 9 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

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