Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • SMF10 Chair of the Risk Committee (1 Dec 2020 to 1 May 2022)
    • SMF11 Chair of the Audit Committee (7 Mar 2016 to 1 Dec 2020)
    • SMF14 Senior Independent Director (7 Mar 2016 to 1 Feb 2018)
    • CF2 Non Executive Director (1 Jan 2014 to 6 Mar 2016)
  • Rothesay Life Plc (no longer approved here)

    FRN 466067

    • SMF9 Chair of the Governing Body (10 Dec 2018 to 1 Jul 2025)
    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 10 Dec 2018)
    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 1 Jul 2025)
    • SIMF12 Chair of the Remuneration Committee (13 Dec 2017 to 9 Dec 2018)
    • SIMF9 Chairman (13 Dec 2017 to 9 Dec 2018)
    • SIMF10 Chair of the Risk Committee (30 Sep 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (9 Mar 2015 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Mar 2010 to 30 Sep 2010)
  • Equistone Partners Europe Limited (no longer approved here)

    FRN 124366

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 10 Feb 2003)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 10 Feb 2003)
    • CF1 Director (1 Dec 2001 to 10 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.