Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NOMURA ASSET MANAGEMENT U.K. LIMITED (no longer approved here)

    FRN 122703

    • CF29 Significant management (4 Sep 2015 to 5 Oct 2016)
    • CF30 Customer (1 Nov 2007 to 5 Oct 2016)
    • CF27 Investment Management (3 Nov 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Apr 2003 to 3 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.