Nafisa Chand

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED

    FRN 134753

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 5 Sep 2022)
    • [FCA CF] Functions requiring qualifications (since 5 Sep 2022)
  • Julian Harris Financial Consultants (no longer approved here)

    FRN 153566

    • [FCA CF] Client dealing (13 Oct 2021 to 31 Jul 2022)
    • [FCA CF] Functions requiring qualifications (16 Sep 2021 to 31 Jul 2022)
  • New Leaf Distribution Limited (no longer approved here)

    FRN 460421

    • CF30 Customer (4 May 2021 to 20 Jul 2021)
    • Appointed representative dealing with clients for which they require qualification (22 Apr 2021 to 20 Jul 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (19 Jan 2011 to 31 Mar 2014)
    • CF22 Investment Adviser (Trainee) (30 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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