Nadine Rodgers

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Competitive Edge Wealth Creation Ltd

    FRN 785885

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 17 Jan 2018)
    • CF30 Customer (17 Jan 2018 to 8 Dec 2019)
    • CF1 Director (17 Jan 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Jan 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (17 Jan 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (17 Jan 2018 to 30 Sep 2018)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (12 Mar 2015 to 5 May 2015)
    • CF30 Customer (14 Nov 2007 to 6 Dec 2017)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 9 Nov 2007)
    • CF21 Investment Adviser (21 Feb 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.