Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (7 Mar 2016 to 4 Oct 2023)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 4 Oct 2023)
- [FCA CF] Material risk taker (7 Mar 2016 to 4 Oct 2023)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 4 Oct 2023)
- CF30 Customer (1 Sep 2008 to 6 Mar 2016)
-
- CF30 Customer (1 Nov 2007 to 4 Jul 2008)
- CF21 Investment Adviser (26 Sep 2005 to 31 Oct 2007)
-
- CF30 Customer (1 Nov 2007 to 4 Jul 2008)
- CF21 Investment Adviser (26 Sep 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.