Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WREN STERLING FINANCIAL PLANNING LIMITED
FRN 665653
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 17 Jul 2025)
- [FCA CF] Functions requiring qualifications (since 17 Jul 2025)
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- [FCA CF] Functions requiring qualifications (10 Aug 2021 to 2 May 2025)
- [FCA CF] Client dealing (10 Aug 2021 to 2 May 2025)
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- [FCA CF] Client dealing (22 Jul 2020 to 9 Aug 2021)
- [FCA CF] Functions requiring qualifications (22 Jul 2020 to 9 Aug 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.