Nadia Johnstone-Smith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Partners Wealth Management Solutions Limited

    FRN 739045

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 21 Jul 2025)
    • [FCA CF] Client dealing (since 21 Jul 2025)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • [FCA CF] Client dealing (16 Apr 2025 to 11 Jun 2025)
    • [FCA CF] Functions requiring qualifications (16 Apr 2025 to 11 Jun 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (25 May 2023 to 16 Apr 2025)
    • CF30 Customer (3 May 2023 to 16 Apr 2025)
  • H-J Wealth Planning Limited (no longer approved here)

    FRN 518901

    • (2)Employed By (3 Sep 2021 to 3 Apr 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (8 Jun 2021 to 3 Apr 2023)
    • CF30 Customer (28 May 2021 to 3 Apr 2023)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • [FCA CF] Client dealing (3 Apr 2020 to 1 Sep 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.