Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Coutts & Company
FRN 122287
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 23 Jan 2026)
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HSBC UK Bank Plc
FRN 765112
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 24 Jun 2025)
- [FCA CF] Functions requiring qualifications (1 Jul 2018 to 9 Sep 2021)
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- [FCA CF] Functions requiring qualifications (20 Jun 2018 to 9 Sep 2021)
Recent activity
Updates to this individual's record on the FCA register.
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