Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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D & P Advisors LLP
FRN 733936
- [FCA CF] Client dealing (since 23 Sep 2020)
- SMF16 Compliance Oversight (since 23 Sep 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Sep 2020)
- [FCA CF] Significant management (since 23 Sep 2020)
- SMF27 Partner (since 23 Sep 2020)
- SMF27 Partner (9 Dec 2019 to 31 May 2020)
- CF4 Partner (13 Nov 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.