Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (29 Oct 2020 to 1 Nov 2021)
- [FCA CF] Material risk taker (29 Oct 2020 to 1 Nov 2021)
-
- [FCA CF] Material risk taker (9 May 2017 to 1 Nov 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 1 Nov 2021)
- CF30 Customer (21 Aug 2014 to 6 Mar 2016)
-
- [FCA CF] Material risk taker (9 May 2017 to 1 Nov 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 1 Nov 2021)
- CF30 Customer (21 Aug 2014 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.