Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Axis Business Solutions Ltd
FRN 728958
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 6 Jun 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (1 Jun 2016 to 8 Dec 2019)
- Responsible for Insurance Mediation (1 Jun 2016 to 30 Sep 2018)
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- CF1 Director (14 Jul 2015 to 5 May 2016)
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- CF21 Investment Adviser (23 May 2003 to 29 Dec 2006)
- CF22 Investment Adviser (Trainee) (30 Apr 2002 to 23 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.