Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • [FCA CF] Client dealing (6 May 2020 to 17 Feb 2022)
    • [FCA CF] Material risk taker (29 Jan 2020 to 16 Mar 2020)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)
    • CF26 Customer Trading (1 Dec 2001 to 30 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.