Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Trusthouze Ltd
FRN 660389
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 6 Aug 2021)
- [FCA CF] Functions requiring qualifications (since 6 Aug 2021)
- SMF3 Executive Director (9 Dec 2019 to 8 May 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 8 May 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 May 2025)
- Responsible for Insurance Distribution (1 Oct 2018 to 8 May 2025)
- Responsibility for MCD Intermediation (31 Aug 2016 to 8 May 2025)
- CF11 Money Laundering Reporting (15 Jul 2015 to 8 Dec 2019)
- CF1 Director (15 Jul 2015 to 8 Dec 2019)
- CF10 Compliance Oversight (15 Jul 2015 to 8 Dec 2019)
- CF30 Customer (15 Jul 2015 to 8 Dec 2019)
- Responsible for Insurance Mediation (15 Jul 2015 to 30 Sep 2018)
-
- CF30 Customer (5 Nov 2010 to 30 Nov 2010)
-
- CF30 Customer (1 Nov 2007 to 30 Sep 2010)
- CF21 Investment Adviser (20 Apr 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (18 Nov 2004 to 20 Apr 2005)
-
- CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.