Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Nov 2020)
- SMF3 Executive Director (9 Dec 2019 to 26 Nov 2020)
- SMF16 Compliance Oversight (9 Dec 2019 to 18 Nov 2020)
- CF1 Director (AR) (4 Nov 2017 to 4 May 2018)
- CF10 Compliance Oversight (6 Jun 2016 to 8 Dec 2019)
- CF1 Director (6 Jun 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (6 Jun 2016 to 8 Dec 2019)
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- CF1 Director (AR) (12 Oct 2007 to 13 Oct 2008)
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- CF1 Director (AR) (29 Jan 2007 to 13 Aug 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.