Murtaza Imran Ashraf

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tenet Financial Services Limited (no longer approved here)
FRN 172174
- Employed By (10 Sep 2020 to 3 Nov 2021)
TenetConnect Limited (no longer approved here)
FRN 149826
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Nov 2021)
- CF30 Customer (10 Sep 2015 to 3 Nov 2021)
Uniec Prestige Ltd (no longer approved here)
FRN 544324
- Employed By (9 Aug 2016 to 3 Nov 2021)
Aspire Financial Management Ltd (no longer approved here)
FRN 568595
- Employed By (10 Sep 2015 to 3 Nov 2021)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (7 Feb 2013 to 24 Mar 2015)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (11 Apr 2011 to 17 Jan 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.