Murtaza Ahmed

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Providentia Capital LLP
FRN 426749
- [FCA CF] Client dealing (since 7 May 2024)
SB Investment Advisers (UK) Limited (no longer approved here)
FRN 785149
- CF30 Customer (2 Mar 2018 to 30 Jun 2019)
Goldman Sachs International Bank (no longer approved here)
FRN 124659
- CF30 Customer (11 Apr 2013 to 6 Mar 2016)
Goldman Sachs Bank USA (no longer approved here)
FRN 582328
- CF30 Customer (21 Mar 2013 to 6 Mar 2016)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (1 Nov 2007 to 11 Jun 2010)
- CF21 Investment Adviser (10 Aug 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (20 Nov 2006 to 10 Aug 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.