Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
The Lending Channel Ltd
FRN 626787
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 5 Nov 2020)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 19 Aug 2019)
- CF10 Compliance Oversight (27 Feb 2018 to 8 Dec 2019)
- CF1 Director (30 Jan 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.